KWP-Klein Wertpapierhandel GmbH

Legal notice

Corporate and Regulatory Disclosures in the European Union (EU)

Corporate and Regulatory Disclosures in the European Union (EU) This page provides corporate and regulatory disclosures for KWP-Klein Wertpapierhandel GmbH.

KWP-Klein Wertpapierhandel GmbH, Head Office Hamburg

The KWP-Klein Wertpapierhandel GmbH is a limited liability company established under the laws of the Federal Republic of Germany. It is registered with the Commercial Register at the Local Court of the City of Hamburg under registration number HRB 92916 with its registered office at Hamburg.

KWP-Klein Wertpapierhandel GmbH
Neuer Wall 50
20354 Hamburg

Phone: +49 (0) 157 57926321

VAT registration number: DE 242 113 266

Special instructions

Terms of Use

1. General

The KWP-Klein Wertpapierhandel GmbH will make any reasonable effort to update the information on its web pages on a regular basis. Despite all care, the data may have changed in the interim. Therefore the KWP-Klein Wertpapierhandel GmbH cannot assume either liability or warranty for the provided information being current, correct or comprehensive.

The same applies to all other web pages referenced by any hyperlink. The KWP-Klein Wertpapierhandel GmbH is not responsible for the content of any such other page.

The KWP-Klein Wertpapierhandel GmbH owns the copyright in all web pages including their layout and contents, except where explicit reference is made to any other provider, producer or trademark owner.

The web pages, their contents or any result generated or displayed through the presentation tools, whether as a whole or in any part, may not be called up, copied, saved, processed or modified for any commercial purpose.

Copyright notices and trademark designations may neither be modified nor be removed. Other or further actions shall require KWP-Klein WertpapierhandelGmbH’s prior written approval.

The information kept available may be called up only in a manner not impairing the use of the KWP-Klein Wertpapierhandel GmbH online service by other visitors.

2. Stock exchange information

Price and index information is derived from information provided by third parties and has not been verified by KWP-Klein Wertpapierhandel GmbH. Despite due skill and care being exercised in obtaining such information, KWP-Klein Wertpapierhandel GmbH assumes no liability for any information kept available or displayed being correct, comprehensive, or accurate. As for the rest, all and any price and index information is subject to a time delay varying for individual stock exchanges and/or types of securities but as a rule a minimum of 15 minutes.

The index designations “Dow Jones Stoxx 50, Dow Jones Euro Stoxx 50, Dow Jones Industrial Average” are trademarks of Dow Jones & Company Inc.

Recommendations given concerning individual shares shall constitute neither investment advice nor any offer to enter any contract for advice or information. Such recommendations shall serve information purposes only.

The processed information has been derived from sources we regard as reliable, the correctness and comprehensiveness of which however we cannot guarantee in any way. The judgments made in such recommendations reflect the personal appraisal of individual analysts and may be changed at any time without prior notice. Moreover they are based on assumptions underlying continuous change and may therefore subsequently turn out to have been incorrect. Therefore KWP-Klein Wertpapierhandel GmbH can assume no liability for any direct or indirect damage or loss suffered as a result of using individual statements, estimates and/or projections.

3. Foreign users

The information contained on KWP-Klein Wertpapierhandel GmbH’s web pages is destined exclusively for personal use by individuals domiciled in Germany. The KWP-Klein Wertpapierhandel GmbH assumes no liability with regard to whether the information on these web pages may be suitable or usable for any use in any other location. Users accessing these web pages from other locations do so at their own initiative and at their own risk. KWP-Klein Wertpapierhandel GmbH assumes neither warranty nor liability for these web pages or the information contained on them being in compliance with the laws at any such other location.

4. Client Log-in

Please note that the provided data are subject to certain time delays. As a rule, securities holdings are valued at the closing quotation of the previous day. Account balances as a rule refer to the last accounting cutoff on the previous day and therefore do not reflect the actual current balance.

Data Protection

Data protection notice

The KWP-Klein Wertpapierhandel GmbH takes the protection of your personal data very seriously and adheres strictly to data protection rules. We process personal data in accordance with the provisions of the European General Data Protection Regulation (GDPR) and the BDSG [“Bundesdatenschutzgesetz”: German Federal Data Protection Act]. On no account will the data recorded be passed on to third parties without the consent of those concerned. The following description gives you an overview of how KWP-Klein Wertpapierhandel GmbH ensures that your data are protected and what type of data are recorded, for what purpose and on what basis (Art. 6 (1) GDPR).

Data processing on this website

In connection with your access, data are stored on our servers for back-up purposes that may make it possible to identify you (e.g. IP address, date, time and pages viewed). Apart from the statistical analysis of anonymised data records, the data are not evaluated in a personalised way. We store IP addresses over a period of 28 days. The addresses are stored for data security reasons in order to ensure the stability and reliable operation of our system. These data are not combined with other data sources.

Processing, in particular recording, use and deletion, of personal data

Personal data are recorded on this website only to the extent necessary for technical purposes. We will not process, and in particular will not record or use, any personal data without your express consent. You can also provide this consent to us electronically and can of course also revoke such consent for the future in the same way. In order to send you the newsletter offered on our website and to which you subscribe, we use an order form to request your e-mail address and ask you to then confirm. These data are stored and used solely to send the newsletter. The personal data that you provide to us via our website or that you have given us to receive the newsletter will only be stored until the purpose for which you entrusted us with your data has been fulfilled.

When you subscribe to or unsubscribe from the newsletter, we store the respective point in time (date and time) as well as the e-mail address, confirmation e-mail and the IP address for a period of 12 months. If you no longer wish your personal data to be stored or if your data are no longer correct, we will have your data deleted or locked or will make the necessary corrections based on your instruction to the extent we are permitted to do so by law.


When you visit our website, we occasionally use cookies, i.e. small text files that are stored on your PC and that your browser saves. They serve to make our offering user friendly, effective and secure. Passwords are not stored in cookies. Most of the cookies we use are session cookies. They are automatically deleted at the end of your visit as soon as you log out. If you end the session by closing your browser, the cookie is retained for a certain period of time. You can determine the length of this period of time using the settings on your PC. The cookie is subsequently either overwritten or deleted from your PC (client). Our cookies do not damage your computer and do not contain viruses. You can use the corresponding setting in your browser software to prevent cookies from being stored. We would like to point out, however, that you may not be able to use all of the functions of this website in full in that case.

Web tracking

This website uses Google Analytics, a web analysis service provided by Google Inc. (“Google”). Google Analytics uses “cookies”, text files that are saved on your computer and which allow us to analyze the use of the website, The information generated by the cookie about your use of this website is generally sent to a Google server in the USA and saved there. Because IP addresses are made anonymous on this website, however, your IP address is abbreviated first by Google within member states of the European Union or in other signatory states to the Agreement on the European Economic Area. Only in exceptional cases is the full IP address transmitted to a Google server in the USA and abbreviated there. Google will use this information on our behalf to evaluate your use of the website, compile reports about website activities and to provide other services associated with the website use and Internet use to us. Google Analytics has informed us that the IP address forwarded from your browser within Google Analytics is not brought together with other data by Google.

Further information on Analytics Terms of Service and Privacy Policy.

You can also block the storage of cookies here by setting your browser software accordingly; however, we must point out that, if you do this, you may not be able to make full use of all the functions of this website. In addition, you can block the capture of the data generated by the cookie and relating to your use of the website (including your IP address) at Google and the processing of such data by Google by downloading and installing the browser plugin available under the following link:

Google Analytics Opt-out Browser Add-on

Opt-out cookies prevent the future collection of your data during the visit this website. To capture through Universal Analytics on various To prevent devices from happening, you must use the opt-out at all times Perform systems.

Right of information

You have the right of access at all times pursuant to Art. 15 GDPR regarding the data stored concerning your person, the recipient of that data as well as the purpose of the data processing. You also have the right of rectification pursuant to Art. 16 GDPR, the right to erasure pursuant to Art. 17 GDPR and the right to restriction of processing pursuant to Art. 18 GDPR. There is also a right to lodge a complaint with a data protection supervisory authority (Art. 77 GDPR in conjunction with Sec. 19 BDSG). We will also be happy to answer any queries you may have at any time regarding the processing and use of your personal data. If you wish to receive further information not provided in this data protection declaration or want information concerning your stored data, please get in touch any time with the data protection officer at KWP-Klein Wertpapierhandel GmbH.

General Business Conditions and Special Terms and Conditions

German law shall applay to the business relationship between the customer and the KWP-Klein Wertpapierhandel GmbH.

Information and Policies

Information concerning the approach to conflicts of interest

Conflicts of interest can be identified when KWP-Klein Wertpapierhandel GmbH, which develops a variety of business activities are not always mutually exclusive.

For this reason, in conformity with the provisions of the German Securities Trading Act (Wertpapierhandelsgesetz), we are informing you herewith concerning the comprehensive precautions that we have made in our approach to conflicts of interest.

Conflicts of interest can arise between the KWP-Klein Wertpapierhandel GmbH and other members of KWP-Klein Wertpapierhandel GmbH, our management, our employees on the one hand and our customers on the other hand and may also arise between our customers.

In order to avoid inappropriate interests influencing, for example, advisory services, the processing of orders, asset management services or financial analysis, we have committed ourselves and our employees to high ethical standards. We expect at all times diligence, fidelity, lawful and professional conduct, compliance with market standards and, in particular, the continuous regard for the interests of the customer. This is also monitored within the context of our efficient controlling processes.

Conflicts of interest which it proves impossible to avoid will be disclosed by us to the customers concerned before conclusion of any business transaction or before any advice is offered.